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Animal Oversight (IACUC)

Cayuse logo with horse

Cayuse ‘Animal Oversight’ will replace the LEO ‘IACUC Application’ module.  This module will be used by faculty, staff and students who conduct research with animal subjects. This is how a submission will be routed to the Institutional Animal Care and Use Committee (IACUC) for review. 

If you are a student and need access to the system, please submit the Cayuse Individual Account Request Form.  

Project specific questions should be sent to compliance@ohio.edu.

 

Log in to Cayuse (opens in a new window)

Transition Plan

All active approved IACUC protocols will be transferred from LEO to Cayuse using a “protocol shell” approach. The protocol shell will only contain (1) study title, (2) Principal Investigator’s name, and (3) PDF attachments of submissions approved in LEO during the current approval period. All protocols will keep their current approval and expiration dates as indicated in LEO.

Principal Investigators (PIs) will be able to submit annual reports/continuing reviews without backfilling the application form.  PIs must backfill the application form in order to submit an amendment, deviation/event report or to renew the study.

We encourage PIs to backfill the application form at their earliest convenience so that this process does not slow down an urgent amendment request. The Cayuse form asks questions that were not in the LEO form so the backfill may take additional time. The new questions in the Cayuse form will assist the IACUC in maintaining compliance with federal regulations. Submissions where the only purpose is to backfill the application will be reviewed by designated member review.

2025 Transition Timeline

  • Feb. 21: Last day to submit for review at the March 7 IACUC convened meeting using LEO.
  • Mar. 3: Last day to submit amendments in LEO that can be reviewed via DMR (e.g., personnel amendments).
  • Mar. 3: Last day to submit annual reports in LEO.
  • Mar. 7: Last IACUC convened meeting using LEO.
  • Mar. 12: Any outstanding LEO submissions (e.g., submissions from the March 7 convened meeting) must be approved by the IACUC.
  • Mar. 13: LEO is “read only.”
  • Mar. 13-14: ORC staff finalize protocol shells in Cayuse.
  • Mar. 17: IACUC users (faculty and staff) are granted access to Cayuse. Students must request access to the Cayuse Animal Oversight module using the Cayuse Individual Account Request Form (opens in a new window).
  • Mar. 21: Last day to submit in Cayuse for review at the April 4 IACUC convened meeting using Cayuse.
  • Apr. 4: First IACUC meeting using Cayuse.
  • Virtual Training Sessions

    IACUC staff will host virtual drop-in sessions via Microsoft Teams. We will provide a general overview of the Cayuse Animal Oversight system and answer questions about Cayuse. These sessions are intended to be interactive, so please come prepared to ask questions! 

    You can find links to the sessions, along with more information about the virtual training sessions on the IACUC website.

Transition & Timeline FAQs

What is backfilling the application form and how do I do it?

“Backfilling the application form” means that the PI completes all questions in the protocol shell.  This is done by creating an amendment in Cayuse so that the form is editable and then completing all sections of the application form.  

I have a deferral in LEO. How does the transition to Cayuse impact me?

Deferrals will not be migrated to Cayuse.  If you want to continue working on the project after the expiration date in LEO, you will need to resubmit in Cayuse. 

What is a ‘PI Group’ and how do I request this?

A ‘Principal Investigator Group’ is one or more study team members that can assist the PI by creating and submitting submissions to the IACUC.  NOTE: The PI must still sign off (i.e., certify) before the submission will be routed to the IACUC for review.  

To request a PI Group, please email compliance@ohio.edu with the study number and names of research team members to add to the group.

If your study exists as a protocol shell, you must first backfill the application form. This is because only the PI's name has been included in the protocol shell.  

Scenario 1: How do I submit a new protocol (not previously approved in LEO) for review?

Transition Plan for Scenario 1: In this case, you will need to start a new protocol application in Cayuse. For more information, please refer to How to Create a New Submission (opens in a new window). Please be sure to consult with the IACUC Meeting Schedule (opens in a new window), your new protocol will need to be reviewed at a convened meeting. Be sure to submit your protocol before the submission deadline for the meeting you are targeting. 

Scenario 2: How do I amend/modify an existing LEO protocol that’s in Cayuse?

Transition Plan for Scenario 2: Before submitting an amendment in Cayuse, you must first backfill your Cayuse protocol shell. A protocol shell has been created for you in Cayuse, accessible only by the PI of the protocol.

The backfilled protocol shell must be reviewed and approved before you can submit an amendment, with the exception of personnel additions or removals being allowed in the backfill. The backfilling step is essential, protocol shells are incomplete in terms applicable sections and content. The shell must be fully backfilled with all the protocol's components to ensure that the elements of the amendment can be properly incorporated. 

This review can occur outside of the IACUC convened meeting, so please allow 3 business days for the review process. Once the backfill is approved, you can create and submit an amendment for review.  Please be sure to consult with the IACUC Meeting Schedule (opens in a new window), your amendment will need to be reviewed at a convened meeting. Be sure to submit your amendment before the submission deadline for the meeting you are targeting. 

For detailed instructions on how to backfill a protocol shell, refer to the guide linked below. Once your backfilled submission is reviewed and approved, you can proceed with submitting an amendment. Please refer to the guide linked below for further information. 

Step 1. How to Backfill a Protocol Shell (opens in a new window)

Step 2. How to Create an Amendment (opens in a new window)

 

 

 

Scenario 3: How do I report a deviation or adverse event?

Transition Plan for Scenario 3: 

  1. If you have already backfilled your protocol shell in Cayuse, please submit an amendment to provide the IACUC with information about your deviation and or adverse event. For more information, please refer to How to Submit a Deviation or Adverse Event Report (opens in a new window)
  2. If you have NOT backfilled, you protocol shell in Cayuse. Please report the deviation/adverse event promptly via email compliance@ohio.edu. Please see IACUC Interim Procedure 001: Managing Noncompliance and Animal Welfare Concerns (opens in a new window)for more information.  

Note: Researchers who report an adverse event or deviation through the interim process are required to complete the backfill of their submission within 30 days of the initial report. During this backfilling process, researchers must incorporate the details of the report into their final submission.

Scenario 4: My protocol is expiring soon. How do I renew?

Transition Plan for Scenario 4: To renew your protocol, you need to submit a De Novo (i.e. a renewal) form in Cayuse. Please be sure to consult with the IACUC Meeting Schedule because your De Novo submission will need to be reviewed at a convened meeting. Be sure to submit your protocol before the submission deadline for the meeting you are targeting. To avoid a lapse in approval, please be sure to strive for an IACUC meeting date that is two months before your protocol’s expiration date.

  1. If you have already backfilled your protocol shell, please go ahead and initiate the De Novo submission. If you need assistance, please contact compliance@ohio.edu.
  2. If you have NOT backfilled your protocol shell, you can initiate the De Novo submission, however, you will need to budget additional time to completely fill in the protocol shell with information. To do so, after you complete the De Novo form questions, you will need to then navigate to the “Options” section of the protocol form and make selections to open up additional sections for editing. This step is similar to completing a new protocol submission so please budget your time accordingly. Again, if you need assistance, please contact compliance@ohio.edu.

How to Submit a De Novo: Contact compliance@ohio.edu for instructions. 

Scenario 5: I do I submit a Continuing Review due in Cayuse?

Transition Plan for Scenario 5: 

  1. If you have already submitted an Annual Report in LEO in 2025, you do not need to submit a Continuing Review in Cayuse. Administrative staff will reconcile the Continuing Review for you.
  2. If you did NOT submit an Annual Report in LEO in 2025, please complete the Continuing Review by the due date or if the due date has passed, as soon as possible. Please be aware that Continuing Reviews are reviewed outside of the IACUC Convened Meeting. For more information on submitting a Continuing Review, please see How to Submit a Continuing Review (opens in a new window)

What's Different?

Terminology Changes

LEOCayuse
Annual ReportContinuing Reviews- is an annual review process report that is required for ongoing research protocols. This review ensures that the research is being conducted in compliance with all applicable regulations and standards. Note, this report does not renew the protocol, it is simply a progress report for the IACUC that is due on the first and second anniversary of the protocol’s approval date.
Renewal De Novo Review- occurs every three years and is a more comprehensive review compared to the annual continuing review. This review is required for renewing the protocol.

Process Flow Changes

  • Protocol Submission- Study team members (other than the PI) will no longer need to sign-off on the protocol in order for the protocol to move to the IACUC Office.
  • Protocol Closure- There are two mechanisms for the PI (or delegate) to request protocol closure in Cayuse:
    • Via Continuing Review
    • Via De Novo Review
  • Progress Reports- Continuing Reviews are due at the same time each year (based on the protocol’s approval date). It is impossible for the due date to drift from year to year like the annual reporting system in LEO
  • Deviations and Adverse Events- Deviations and Adverse Event Reports are no longer standalone forms. The PI or delegate will report deviations and adverse events using an Amendment form.
  • Submission Deadlines- The submission deadline for inclusion on a meeting agenda will now be two business weeks prior to the meeting date.
  • Students- Students will not automatically appear in the Cayuse database; students who will be listed as study personnel for the first time must request access by filling out the Cayuse Individual Account Request form (opens in a new window). If you can access Cayuse via a staff account, you do not need a student account. You can submit to the IACUC using your staff account (opens in a new window).

New Features

  • Transfer of Protocol Ownership- In Cayuse protocol can be transferred to a new PI. A protocol amendment is used to request the change.
  • Providing Proof of Training- Cayuse is integrated with CITI Program, proof of training will automatically pull into Cayse for those affiliated with OHIO. You will no longer need to upload proof of training for OHIO affiliates.
  • Editing Privileges- Cayuse has a feature called PI Groups. PIs can grant protocol editing access to lab members. Note, PI review and sign-off (certification) is still needed before the form can be submitted. The system will prompt the PI to do so.
  • Data Dictionaries- Cayuse data dictionaries are pre-filled lists of data variables that can be selected and automatically populated into your protocol. Several sections of the Cayuse Animal Oversight form are supported by these data dictionaries. Examples of data dictionary information include lists of species, strains, medications, and procedures.

Guides & Tutorials

Animal Oversight Module Video Tutorials

IACUC Policies & Procedures

The Continuing Review process is one mechanism the IACUC uses to conduct post-approval monitoring. This process will replace the Annual Reporting process in the LEO electronic system.

The Office of Research Compliance would like you to be aware of  IACUC Policies & Procedures (opens in a new window), specifically the new policy on continuing review.